Cftc regulation 1.3 xxx
WebAug 4, 2016 · Get full details of 17 CFR 1.3 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 1.1 To Appendix D To Part 40) — Commodity Futures Trading Commission (§ 1.1 To Appendix D To Part 40) — General Regulations Under The Commodity Exchange Act (§ 1.1 To Appendix C To Part 1) — Definitions (§ 1.1 To § … WebAsset class means a broad category of commodities, including, without limitation, any “excluded commodity” as defined in section 1a(19) of the Act, with common characteristics underlying a swap. The asset classes include interest rate, foreign exchange, credit, equity, other commodity , and such other asset classes as may be determined by ...
Cftc regulation 1.3 xxx
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Web4d(f)(2) of the Commodity Exchange Act and the regulations thereunder, and the segregation of funds based on such computations; 2. The daily computations of the … WebVirtual Currency Monitoring Report - Commodity Futures Trading Commission
WebCustomer has the meaning set forth in CFTC Regulation 1.3(k). Customer Account an account carried by a Participant on behalf of a Customer. Derivatives Clearing Organization has the meaning attributed to such term by § 1a(15) of the CEA. Director any member of the Board. Disciplinary Offense Any offense as set forth in Rule 300.E. WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government. The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. It is not an …
Web8 CEA Regulation § 1.3(hhh)(6)(i); Exchange Act Rule 240.3a67-9(a)(ii). 9 Aggregate uncollateralized outward exposure means the sum of the current exposure, obtained by marking to market using industry standard practices, of each of the person’s swap and SBS positions with negative value in a Web5 The proposed rule change also proposes to remove from Rule 412(c) and Rule 412(d)(i) references to prior CFTC Regulation 1.3(z)30 which has been superseded by revisions …
WebThe Commodity Futures Trading Commission (CFTC), an independent US federal agency, regulates the commodity futures and options markets and, more recently, the swaps …
WebJoseph (Yossi) Vebman. On July 23, 2024, the Commodity Futures Trading Commission (CFTC or Commission) voted 3-2 to approve a final rule (Final Rule) on the cross-border … easy kids cake ideasWebprimarily based on equity securities, e.g., broad-based indices of equity securities; and other commodity swaps, which encompass any swap that is not a rate swap, credit swap, or … easy kids crossword puzzle freeWebFeb 10, 2012 · CFTC Rule 4.13(a)(4) and Rule 4.13(a)(3) Exemptions. The CFTC had proposed to rescind the exemptions available to persons that operate pools exempt from registration under the Securities Act of 1933 (Private Funds) under both CFTC Rules 4.13(a)(3) and (4). The Final Rules, however, only rescinded Rule 4.13(a)(4) and … easy kids birthday party ideasWeb50310 Federal Register/Vol. 82, No. 209/Tuesday, October 31, 2024/Rules and Regulations 14 The Commission also notes that the continuing efforts by the Division of Market Oversight to improve data quality have improved data analysis capabilities. 15 See Brian Quintenz Sworn In as a Commissioner of the U.S. Commodity Futures easy kids christmas crafts ornamentsWebThe CFTC is adopting CFTC Regulation § 1.3(ggg)(6)(iii) as an interim final rule to address the treatment of swaps used to hedge or mitigate commercial risks and their exclusion from the swap dealer analysis. The CFTC is not incorporating the bona fide … easy kids couch coverWebFeb 13, 2024 · Execution of Package Transactions: The CFTC proposes to amend Part 37 of its rules to allow the swap components of several types of “package transactions” 6 to be executed on a SEF through flexible means of execution under Rule 37.9(c)(2) rather than through restricted methods of execution for “required transactions” under Rule 37.9(a ... easy kids craft projectsWebforeign futures and foreign options transactions 31. 31.1-31.2 to 31.29. leverage transactions 32. 32.1 to 32.5. regulation of commodity option transactions 33. 33.1 to 33.11. … easy kids cooking activities